네트워크 운영 위원회, RFP 프레임워크 승인 및 온체인 프로그램 자금 조달

VP-0003

Disclosure Questionnaire

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목차

Version: 1.5
Status: Draft
Questionnaire version: VQ2
Date: 2026-10-18

Published by Vaulta Stewardship LLC alongside Exhibit D under MSIG #5 Part E.

Purpose

This questionnaire is the conflict-of-interest declaration required by the Vaulta Network RFP Framework (Exhibit A to MSIG #5), sections 6.3a and 6.3c.

Who files and when:

Who When
Steering Committee member Within 30 days after appointment execution or VS LLC announcing the register is open, whichever is later. Pay and signing weight begin only after filing.
RFP Program Manager Before being recorded as Manager of record on any RFP
Technical Reviewer Before being assigned to any RFP
A member taking a Reviewer engagement under Framework 12.6 File an update before the engagement begins.
Anyone else given a decision or approval right Before that right takes effect

How to complete this questionnaire

  1. Complete 1.1 privately with VS LLC; include the other answers in order in the public filing. Write “None” where nothing applies; blank public answers make the filing incomplete.
  2. Report positions using the listed USD bands, not exact amounts.
  3. Name organizations where requested. For relatives, colleagues, and counterparties, describe the relationship without naming the person.
  4. Declare connections even if you think they are immaterial. If unsure, disclose them and explain.
  5. Review and sign your answers. The filing is public and permanent, and VS LLC cannot change its content.

Keep it current

Update within 10 business days of a change and refile annually.

An annual refiling more than 30 days overdue suspends Committee pay and blocks new Manager or Reviewer assignments until filed; existing assignments continue (Framework 6.6).

Definitions used in this questionnaire

Term Meaning
Material interest 5% or more of an entity’s equity, units, or voting rights; any officer, director, or general-partner role; or any holding or arrangement a reasonable person would expect to affect your judgment, regardless of size.
Connected company Your employer, a company you work for, a company under common control with either, or a company in which you hold a material interest (Framework 6.2).
Vaulta ecosystem Vaulta and the wider Antelope ecosystem, including block producers, infrastructure providers, wallets, exchanges listing A, and projects building on either.
Vaulta Treasury The Treasury and entities it controls. You are affiliated if you are employed by it, serve as an officer or director, provide services under contract, have authority over its funds, or act under its direction on treasury matters (Framework 2.4a).
Immediate family Your spouse or partner, parents, children, and siblings.
Household member Anyone who shares your household, related or not.
Plausibly bid An organization that has bid, says it intends to bid, or does the kind of work this program funds. If unsure, include it.

Answer codes

In “Coded as”, N means none. In Yn, lowercase n is a placeholder for the number of items you disclose. Replace it with the count: Y1 for one employer, Y2 for two paid engagements. Do not type the letter n.

Code Meaning
N None declared.
Yn Yes, with n items listed in the full answers. n must be at least 1, except V0/Y0 at 4.1.
V0–V4 Position band for 4.1.
Rm Number of organizations at 5.1 for which you would recuse yourself.
X Unanswered. Any X makes the questionnaire unfiled (Framework 6.3c; Exhibit D 4.3).

The coded-answer schema

Format

Store the coded answers and full public filing in the same on-chain row.

Use one ASCII string, starting with the questionnaire version. Separate entries with |:

VQ2|2.1:Y1|2.2:N|2.3:N|2.4:N|2.5:Y2|3.1:N|4.1:V0/Y0|4.2:N|4.3:N|5.1:Y2|5.3:R2|6.1:N|7.1:Y1|8.1:N

Validation

  1. Include every coded question in Parts 2–8 once, in order. Include 5.2 only in the full answers.
  2. Every Yn count must match the number of corresponding entries in the full answers.
  3. If 5.1 is N, 5.3 must be N. Otherwise, use Rm, where 0 ≤ m ≤ n (n is the count at 5.1).
  4. For 4.1, use V0/Y0 for no positions. Other bands require a count of at least 1.
  5. The same answers must produce the same coded string.

Publication

Where What
On-chain: disc.vst, disclosures table Public identity, account, role, questionnaire version, filing date, coded answers, and full public answers. Updates also include the previous filing’s transaction ID and the reason for updating.
Portal Displays the on-chain register; keeps no separate copy.
Excluded Exact position amounts, third-party individuals’ names, and private identification from 1.1. Your chosen public identity under 1.2 remains public.

Review before signing: filings cannot be edited, redacted, or withdrawn. VS LLC must return filings containing excluded information rather than publish them. This is a privacy check, not a review of substance.

Version and change control

VQ2 clarifies public identity versus private identification. The answer codes, question order, and position bands are unchanged.

  • Approval: VS LLC may publish a new version after the Committee approves it by recorded vote. Changes to Framework requirements also need an MSIG amendment under 16.2.
  • Existing filings: New versions apply only to later filings. They do not change earlier filings’ recorded version, interpretation, or validity.
  • Refiling: No early refiling is required. Use the current version at your next annual refiling.

Part 1 — Identity and role

Not coded. Provide 1.1 privately to VS LLC; record answers 1.2–1.7 on-chain.

# Question
1.1 Legal identification required by VS LLC for tax and banking — provide privately, not in this public filing
1.2 Your public identity: your legal name or a stable handle, fixed for the term and not anonymous. All votes, recusals, approvals, and assessments are published under it (Framework 11.3a).
1.3 Role: Committee member / RFP Program Manager / Technical Reviewer / other decision right — state which
1.4 Seat, or the RFPs this filing covers
1.5 On-chain account
1.6 Date
1.7 Filing type: initial, update, or annual refiling. For updates and refilings, give the transaction ID of the filing being replaced.

Part 2 — Employment and engagement

# Question Coded as
2.1 Your current employer, or self-employment N or Yn
2.2 Other paid engagements in the Vaulta or wider Antelope ecosystem N or Yn
2.3 Any Technical Reviewer or Program Manager engagement in this program, listed by RFP N or Yn
2.4 Any block producer affiliation — employment, ownership, operation, or a paid role N or Yn
2.5 Any board, officer, or advisory position, paid or unpaid N or Yn

Part 3 — Vaulta Treasury

# Question Coded as
3.1 List any employment, contracts, consulting, advisory or board roles, or equity interests with the Vaulta Treasury or entities it controls, now or in the past 12 months. N or Yn

Treasury-affiliated people need an express MSIG waiver at the Threshold, with published reasons, to serve as Committee members, Managers, or Reviewers (Framework 2.4a).

Part 4 — Positions

# Question Coded as
4.1 List your Vaulta-ecosystem token, equity, and option positions, excluding A, and give their aggregate USD band. V0–V4, plus Yn for the number of positions
4.2 List positions you hold on behalf of someone else. N or Yn
4.3 List positions deliberately taken to profit if A’s price falls, such as short sales, put options, or inverse products. N or Yn

Aggregate USD bands at the filing date:

Code Band
V0 None
V1 Under 10,000
V2 10,000 – 50,000
V3 More than 50,000, up to and including 250,000
V4 More than 250,000

Do not report A holdings (Framework 6.3a). Question 4.3 asks about intent to profit from A falling, not ordinary exposure from dollars, stablecoins, or a diversified portfolio underweight A; if unsure, declare the position and explain why you think it does not qualify.

Part 5 — Connections to likely proposers

# Question Coded as
5.1 Name organizations connected to you that plausibly bid. N or Yn
5.2 Describe each connection: employment, ownership, contract, advisory, family, or other. Not coded; in the full submission
5.3 For each organization, state whether you would recuse yourself from an RFP it bids on. N, or Rm where m is the number you would recuse on, out of n

Name the organizations, not individuals. Managers and Reviewers are conflicted where an awardee is, or is connected to, an organization declared here (Framework 6.4).

For every listed organization you would not recuse on, explain why in your full answers.

Part 6 — Other funding roles

# Question Coded as
6.1 List roles in other grant, funding, or treasury bodies—paid or unpaid, in any ecosystem, now or in the past 12 months. N or Yn

Part 7 — Family and household

# Question Coded as
7.1 List connections covered by Parts 2–5 involving your immediate family or household members. N or Yn

Describe the relationship and connection without naming the person, for example: “a household member is employed by [organization].”

Part 8 — History

# Question Coded as
8.1 List any removal, ban, or sanction from a funding, governance, or treasury role, anywhere, at any time. N or Yn

Part 9 — Attestation

Not coded. Signed by the filer.

I confirm that my answers are complete and true on the filing date.

I must update this declaration within 10 business days of any change and refile annually. If I am a Committee member taking a Technical Reviewer engagement, I must also file an update before it begins (Framework 12.6).

I have read Framework 6.6 and understand that a material breach carries immediate suspension, referral to block producers, and loss of unpaid compensation and indemnification. A permanent ban from all program roles and payments applies if confirmed by at least 15 of the 21 active block producers, as set out in that section.

Signed: ______________________ Date: ____________

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